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Gopani Securities & Investments Pvt Ltd
RISK
DISCLOSURES ON DERIVATIVES
* 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses. * On an average, loss makers registered net trading loss close to ₹ 50,000. * Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs. * Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost. Source: 1. SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment” Investor Charter & Redressal Links: Gopani Investor Charter Complaints data to be displyed by stock broker - Annexure B Annexure A - Escalation Matrix Filing Complaints on SCORES SEBI Complaints redress system (SCORES) Investor Grievance Redressal - Smart ODR Links of Various e-voting service providers (ESPs): https://www.evoting.nsdl.com/ https://www.evotingindia.com/ https://evoting.kfintech.com/ https://instavote.linkintime.co.in/ Proprietary
Trading: We, Gopani Securities & Investments Pvt Ltd,
hereby disclose to our investors that we undertake Proprietary
Trading in addition to client base trading.
General Instructions: 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly. 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs). 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. “Investors are requested to note that Stock broker Gopani Securities is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker is also required to disclose these client bank accounts to Stock Exchange." Account Opening Procedure 1. Obtain Account opening forms from our executives. 2. Provide your PAN details and fill your name, contact number, email, etc. 3. Add your address details, and bank details. 4. Provide self attested KYC documents for proof of identity and proof of address, 2 photo, signature, and the documents for bank details, like cancelled cheque or bank statement. 5. If you want to opt for Futures & Options trading, then Income proof has to be submitted in addition. 6. Do an In-Person Verification by visiting our office. Filing of
a complaint
You can file complaint to compliance office, Mr. Elesh Anubhai Gopani whose contact details are given at the of this page. Check Status of your Complaint There are no pending compaints by any of the Investors Names and
Contact No of all Key Managerial Personnel including the
Compliance Officer
List of
Authorised Persons (AP)
Up Streaming
Client Nodal Bank Account (USCNBA)
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| Regd.Office: 521-523,Bhaveshwar Arcade, Opp.Shreyas Cinema,Above Saraswat Bank, L.B.S.Marg,Ghatkopar(west),Mumbai-400086 TEL.NO. 91 - 22 - 67700474 & 67700475 | Email : gopani@mtnl.net.in SEBI REG NO. (BSE/NSE): INZ000248439 Key Managerial Persons: 1.Elesh Anubhai Gopani M:9821184271; 2.Ashish Anubhai Gopani M:9004084269; 3.Sanjay Deshwal M:9004755163 Name of Compliance Officer : Elesh A Gopani [ (M) 9821184271 Email: eleshgopani@yahoo.com ] Website designed, maintained and administered by : Hitech Software Solution @Copyright 2006. Gopani Securities & Investment Pvt. Ltd. All rights reserved. |
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